A team managing around $1.3 billion at Ameriprise Financial Services’ independent channel has broken away to launch an RIA in ...

It is the one that creates the strongest economics over the next 10, 15 or 20 years. And there is almost always a tradeoff.

RIAs do not need to be everywhere. They need to make deliberate choices about where their next clients are likely to ...

Active managers who briefly looked like they might finally have their moment earlier this year are once again confronting ...

Morgan Stanley, the first wirehouse to unveil its 2027 compensation plan, has set the tone by putting the onus on brokers to keep growing as rising markets have helped lift production. Morgan Stanley ...

Two advisors managing $1.35 billion in assets at Jefferies Financial Group’s wealth management unit split for Stifel, ...

Three advisors have seen tremendous growth as they’ve scaled their practice and continue to serve as decision-maker.

A number of lawmakers in the Swiss upper house want to let the government rule on new capital requirements for UBS.

Finra’s proposed rule change eliminates a reporting requirement for lower-risk side jobs and ends broker-dealer supervision of advisors’ work at unaffiliated RIAs.

St. Louis-based financial services firm Benjamin F. Edwards recently opened its fourth Michigan location in Gladwin, MI.

Having enough cash is just a starting point for would-be team owners. Leagues also vet the prospective owner’s financial strength, reputation, and ability to support the franchise over time. A buyer ...

The team, led by UBS lifer James P. Shafer and Michael B. Block, moved to NewEdge Wealth on Monday, according to the ...