William Carleton kept profitable trades while assigning losing positions to clients, netting $6 million over seven years ...

Cerity Partners, a New York-based registered investment advisor with $170 billion in client assets as of March 31, has penned an agreement to acquire Gilbert & Cook, a West Des Moines, Iowa-based ...

Michael Stark, a former pilot and financial advisor to Delta employees, has agreed to join $50B Steward Partners in Georgia.

Knicks star creates Thirty Third Management Group to handle his off-court business and represent clients across sports ...

Mercer Advisors refinances $1.6 billion in private debt with a cheaper leveraged loan, saving $29 million annually ...

Experts praise AI potential but question if Claude can meet advisors' specific workflow needs across different practice types ...

Siddharth Jawahar ran the fraud through Swiftarc Capital, spending client funds on luxury items and private jets ...

Envestnet's update brings AI widgets and dashboards. Amplify adds account-level risk tools. Zeplyn launches Agent Studio ...

Also, Savant adds two CPA firms while rebranding its tax division, Carson brings on its 50th office, and LPL recruits a team ...

AssetMark CEO Michael Kim explains how advisors can create time to focus on high-value client relationships and scale ...

The round values Pave Finance at $100 million, which touts a lower-cost, personalized investment platform for financial ...

Pete Engelken explains how $40B Allworth Financial’s move to manage its data has set it up to leverage a list of AI-driven vendors from Jump to Anthropic.