The U.K.’s Targeted Support Scheme, intended to provide millions of people with a newly created category of affordable regulated financial advice, went live on April 1. The U.K. government billed the ...

Compliance professionals are the humans among us willing to take that absolutely necessary step to read the fine print. But ...

Audit regulators have rapped the knuckles of EY and Grant Thornton by republishing old inspection results with previously concealed criticisms of the firms’ quality control practices now exposed. The ...

The continuing United States and Israel-led campaign against Iran and the blockade of the Strait of Hormuz have created ...

A legal nonprofit has alleged that U.S. Equal Employment Opportunity Commission (EEOC) Chief Andrea Lucas has refused to ...

The Consumer Financial Protection Bureau (CFPB), which could run out of funds by October, accused bankrupt fintech firm Synapse in a complaint of failing to maintain accurate records of customer funds ...

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The a rbew eport tells a story that compliance professionals should read carefully. While the report focuses on finance ...

The U.K. financial regulator is expanding its remit and planning to deploy AI to manage its increased workload. This is part ...

The U.K.’s financial services regulator has raided eight addresses in London as part of an operation working with police and ...

Chocolate companies are in the sights of EU antitrust regulators. Ferrero, maker of Kinder, Ferrero Rocher, and Nutella, has ...